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"How do you know if they learned anything?"
That was a question a Board member asked me when, as Chief Compliance Officer, I reviewed with the Board our training plans and results....
mfawlk
Jan 24, 20232 min read


Slush Funds and Corporate Culture
Two important cases this year serve as strong reminders that, to be effective, compliance programs must be supported by a culture of...
mfawlk
Dec 8, 20222 min read


Compliance Success
We published an article in the International In-house Counsel Journal which we thought might be a helpful resource for in house counsel...
mfawlk
Nov 24, 20221 min read


Conducting Effective Compliance Investigations - Three Key Steps
A solid speaking up culture, which is vital in any organization, typically gives rise to allegations of potential misconduct....
mfawlk
Nov 2, 20225 min read


The Path to Compliance Success (6) - Effective Compliance Program or Paper Program?
Michael Fawlk and Lorena Cobiella An otherwise well designed compliance program may not be effective to detect and prevent misconduct if...
mfawlk
Jul 11, 20222 min read


Asking (Compliance) Questions - Getting Answers. Michael Fawlk and Lorena Cobiella
We continue our series of thoughts on compliance fundamentals with a piece on the importance of building a culture in which people feel...
mfawlk
Jul 7, 20222 min read


The Road to Compliance Success - First Steps
A successful compliance program protects organisations, regardless of size, and its people from the harms that flow from corporate...
mfawlk
Jun 17, 20222 min read


Vote Compliance!
One of the greatest challenges a Chief Compliance Officer faces is creating and maintaining positive attitudes across the organisation...
mfawlk
May 24, 20221 min read
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